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South Carolina Investment Adviser/Broker-Dealer Bond

How much does an investment adviser surety bond cost in South Carolina?

Investment adviser surety bonds are required by the State of South Carolina. The required amount is $35,000.

These bonds are credit-based which means the premium depends on a review of the applicant’s credit report. SuretyBonds.com offers premiums for these bonds for as little as 1% of the total bond amount. Apply today for a free, personalized surety bond quote. We can typically provide your quote within 1 business day of submitting your bond application!

Bond Type Bond Amount Cost*
$35,000 Investment Adviser/Broker-Dealer Bond $35,000 Starts at $350 Apply Now

Our team of bond experts works hard to get you the South Carolina investment adviser bond you need quickly, easily and accurately. Contact a surety specialist now to start getting bonded today.

Why do I need this bond?

South Carolina investment adviser bonds ensure that investment advisers comply with all rules and regulations stated in South Carolina Uniform Securities Act. This bond protects the consumers from financial loss if the adviser fails to adhere to all terms of the surety contract.

We can get you a free bond quote within 1 business day of submitting your application. Submit a bond request to get started!

What’s the fine print?

Investment adviser/broker-dealer bonds are in effect for one-year and must be renewed annually. The surety has the right to cancel the bond if they give 30-days’ written notice to the principal and obligee.

How to become an investment adviser in South Carolina

Along with posting a surety bond, an applicant must submit the following:

  • Proper fees and payments
  • Completed verification form
  • Passing grade on examination

For more information and regulation information refer to the Additional Resources section below.

To become registered, investment advisers must obtain a surety bond. Complete our easy bond request form online to receive a free quote!

Ready to get started?

Get a FREE Investment Adviser Bond Quote Today!

Additional Resources

South Carolina Uniform Securities Act

Investment Adviser/Broker Dealer Checklist

Surety Bond Form

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