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Iowa
Investment Adviser Bond

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Coverage Amount: $10,000
Term Length: 1 year
Cost: $100
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Iowa Investment Adviser Bond Guide

If you’re registering to become an investment adviser in Iowa, you’ll likely need this surety bond. 

Bond Overview

  • Purpose: To ensure advisers uphold laws and regulations to protect consumers 
  • Who Needs It: Registered investment advisers in Iowa
  • Regulating Body: The Iowa Insurance Division
  • Required Coverage: $10,000
  • Premium Rate: $100 for a 1-year term

Learn all about the bond requirements and process in this guide. 

What Is an Iowa Investment Adviser Bond?

An Iowa investment adviser bond protects consumers by ensuring advisers uphold all regulations and act honestly. 

The Iowa Insurance Division requires this bond as part of the licensing process for registered investment advisers (RIAs) in the state. 

How Much Do Investment Adviser Bonds Cost in Iowa?

A $10,000 Iowa investment adviser bond costs a flat rate of $100 for a 1-year term. Or, you can save 25% by selecting a multi-year term. 

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Bond Type
$10,000Investment Adviser Bond

SuretyBonds.com offers the lowest available rates from our nationwide provider network with no added fees. 

Who Needs an Investment Adviser Bond? 

The Iowa Insurance Division requires all investment advisers with more than five clients to register with the state and file a surety bond. 

How Do I Get My Bond?

With SuretyBonds.com, you can buy your Iowa registered investment adviser bond instantly online. Just enter your information and checkout in minutes. 

We’ll email you the bond shortly after purchase. Be sure to file the bond with the Iowa Insurance Division as instructed. 

If you have any questions, call our friendly surety experts at 1 (800) 308-4358 for assistance. 

How Does an Iowa Investment Adviser Bond Work? 

As with all surety bonds, an investment adviser bond creates a legal contract between three parties: 

  1. Principal: You, the investment adviser filing the bond
  2. Obligee: The Iowa Insurance Division requiring the bond
  3. Surety: The provider issuing the bond

This holds you financially responsible for upholding Iowa Code Section 502.102. 

If you break the bond terms, harmed parties can file claims. The surety will pay valid claims up to the bond amount, but you are ultimately responsible for refunding the surety. 

How Do I Renew My Bond?

These bonds expire annually. To renew your investment adviser bond, simply pay your renewal invoice when prompted. 

We’ll begin contacting you by phone and email 90 days before the expiration date. 

More Resources

Call 1 (800) 308-4358 to talk with a Surety Expert

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