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Investment Advisor Bond

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Learn More About Investment Advisor Bonds

Most states require investment advisors to file surety bonds as part of their professional licensing process. No matter which state you work in, you’ve come to the right place. SuretyBonds.com provides fast, easy and accurate bonding services to all investment advisor applicants.

Investment advisor surety bonds ensure that principals (investment advisors) are authorized to appoint representatives to assist them in rendering advice regarding securities. The bond guarantees that advisors report the correct names and addresses of the representatives employed and comply with the respective state's rules and regulations.

Some investment advisor license surety bond requires are reciprocal, which means if you get licensed and bonded in one state, you won't necessarily need to be licensed and bonded to work in other states. Many use the North American Securities Administrators Association's Uniform Surety Bond (U-SB) Form.

How much will my investment adviser bond cost?

Most investment adviser bonds currently offered by SuretyBonds.com can be issued instantly for a flat rate to all clients in any state without any underwriting. Each state sets its own investment adviser bond amount, so your exact cost will vary depending on the state requiring the bond. Premiums are calculated at just 1% of the bond amount and start at just $50 to $100 annually, depending on the state.

Due to the bond amount and risk associated with investment adviser bonds in certain states, application underwriting might be required to determine your surety bond cost. Annual premiums for underwritten investment adviser bonds typically start at 1.5% of the state's bond amount.

How do I purchase a investment advisor bond?

  • Step 1:  Once you know the exact bond you need, you can purchase or apply for it 24/7 on our website. Or, call 1 (800) 308-4358 between 7 a.m. and 7 p.m. CST Monday through Friday to speak with a surety expert.
  • Step 2:  Get your free quote.
  • Step 3:  Pay for your bond. We offer quick, easy, and convenient online payment options 24/7.

Join thousands of satisfied clients by applying for your bond today!

How fast can I get my bond?

Whether you're in California, Maine, or somewhere in between, you can expect a same-day document issuance once you've submitted payment for your surety bond. You'll receive a digital document set via e-mail once it's been issued.

Some states require physical investment advisor bond document sets with wet, original signatures and raised seals, in which case we'll ship a package to you according to your delivery preferences. We always offer overnight shipping to expedite physical document delivery.

Call 1 (800) 308-4358 to talk with a Surety Expert